Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI

Evapotranspiration (ET) plays a crucial role in the hydrological cycle, significantly impacting agricultural productivity and water resource management, particularly in water-scarce areas. This study explores the effects of key climate variables temperature, precipitation, solar radiation, wind spee...

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Main Authors: Sheheryar Khan, Huiliang Wang, Umer Nauman, Rabia Dars, Muhammad Waseem Boota, Zening Wu
Format: Article
Language:English
Published: MDPI AG 2025-01-01
Series:Remote Sensing
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Online Access:https://www.mdpi.com/2072-4292/17/1/115
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author Sheheryar Khan
Huiliang Wang
Umer Nauman
Rabia Dars
Muhammad Waseem Boota
Zening Wu
author_facet Sheheryar Khan
Huiliang Wang
Umer Nauman
Rabia Dars
Muhammad Waseem Boota
Zening Wu
author_sort Sheheryar Khan
collection DOAJ
description Evapotranspiration (ET) plays a crucial role in the hydrological cycle, significantly impacting agricultural productivity and water resource management, particularly in water-scarce areas. This study explores the effects of key climate variables temperature, precipitation, solar radiation, wind speed, and humidity on ET from 2000 to 2020, with forecasts extended to 2030. Advanced data preprocessing techniques, including Yeo-Johnson and Box-Cox transformations, Savitzky–Golay smoothing, and outlier elimination, were applied to improve data quality. Datasets from MODIS, TRMM, GLDAS, and ERA5 were utilized to enhance model accuracy. The predictive performance of various time series forecasting models, including Prophet, SARIMA, STL + ARIMA, TBATS, ARIMAX, and ETS, was systematically evaluated. This study also introduces novel algorithms for Explainable AI (XAI) and SHAP (SHapley Additive exPlanations), enhancing the interpretability of model predictions and improving understanding of how climate variables affect ET. This comprehensive methodology not only accurately forecasts ET but also offers a transparent approach to understanding climatic effects on ET. The results indicate that Prophet and ETS models demonstrate superior prediction accuracy compared to other models. The ETS model achieved the lowest Mean Absolute Error (MAE) values of 0.60 for precipitation, 0.51 for wind speed, and 0.48 for solar radiation. Prophet excelled with the lowest Root Mean Squared Error (RMSE) values of 0.62 for solar radiation, 0.67 for wind speed, and 0.74 for precipitation. SHAP analysis indicates that temperature has the strongest impact on ET predictions, with SHAP values ranging from −1.5 to 1.0, followed by wind speed (−0.75 to 0.75) and solar radiation (−0.5 to 0.5).
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publishDate 2025-01-01
publisher MDPI AG
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series Remote Sensing
spelling doaj-art-79b069c8cc724a5db1472702a99b18c52025-01-10T13:20:16ZengMDPI AGRemote Sensing2072-42922025-01-0117111510.3390/rs17010115Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AISheheryar Khan0Huiliang Wang1Umer Nauman2Rabia Dars3Muhammad Waseem Boota4Zening Wu5School of Water Conservancy and Transportation, Zhengzhou University, Zhengzhou 450001, ChinaSchool of Water Conservancy and Transportation, Zhengzhou University, Zhengzhou 450001, ChinaCollege of Information Science and Engineering, Henan University of Technology, Zhengzhou 450001, ChinaSchool of Water Conservancy and Transportation, Zhengzhou University, Zhengzhou 450001, ChinaCollege of Geography and Environmental Science, Henan University, Kaifeng 475004, ChinaSchool of Water Conservancy and Transportation, Zhengzhou University, Zhengzhou 450001, ChinaEvapotranspiration (ET) plays a crucial role in the hydrological cycle, significantly impacting agricultural productivity and water resource management, particularly in water-scarce areas. This study explores the effects of key climate variables temperature, precipitation, solar radiation, wind speed, and humidity on ET from 2000 to 2020, with forecasts extended to 2030. Advanced data preprocessing techniques, including Yeo-Johnson and Box-Cox transformations, Savitzky–Golay smoothing, and outlier elimination, were applied to improve data quality. Datasets from MODIS, TRMM, GLDAS, and ERA5 were utilized to enhance model accuracy. The predictive performance of various time series forecasting models, including Prophet, SARIMA, STL + ARIMA, TBATS, ARIMAX, and ETS, was systematically evaluated. This study also introduces novel algorithms for Explainable AI (XAI) and SHAP (SHapley Additive exPlanations), enhancing the interpretability of model predictions and improving understanding of how climate variables affect ET. This comprehensive methodology not only accurately forecasts ET but also offers a transparent approach to understanding climatic effects on ET. The results indicate that Prophet and ETS models demonstrate superior prediction accuracy compared to other models. The ETS model achieved the lowest Mean Absolute Error (MAE) values of 0.60 for precipitation, 0.51 for wind speed, and 0.48 for solar radiation. Prophet excelled with the lowest Root Mean Squared Error (RMSE) values of 0.62 for solar radiation, 0.67 for wind speed, and 0.74 for precipitation. SHAP analysis indicates that temperature has the strongest impact on ET predictions, with SHAP values ranging from −1.5 to 1.0, followed by wind speed (−0.75 to 0.75) and solar radiation (−0.5 to 0.5).https://www.mdpi.com/2072-4292/17/1/115evapotranspirationmachine learningclimate variablesexplainable AIinterpretabilityYellow River Basin China
spellingShingle Sheheryar Khan
Huiliang Wang
Umer Nauman
Rabia Dars
Muhammad Waseem Boota
Zening Wu
Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI
Remote Sensing
evapotranspiration
machine learning
climate variables
explainable AI
interpretability
Yellow River Basin China
title Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI
title_full Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI
title_fullStr Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI
title_full_unstemmed Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI
title_short Climate Impact on Evapotranspiration in the Yellow River Basin: Interpretable Forecasting with Advanced Time Series Models and Explainable AI
title_sort climate impact on evapotranspiration in the yellow river basin interpretable forecasting with advanced time series models and explainable ai
topic evapotranspiration
machine learning
climate variables
explainable AI
interpretability
Yellow River Basin China
url https://www.mdpi.com/2072-4292/17/1/115
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