Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM

This study presents a novel fault diagnosis approach for rolling bearings that integrates the Improved Pelican Optimization Algorithm (IPOA) for optimizing Variational Mode Decomposition (VMD) and the Sparrow Search Algorithm (SSA) for optimizing the Hybrid Kernel Extreme Learning Machine (HKELM). T...

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Main Authors: Baoxian Chang, Xing Zhao, Dawei Guo, Siyu Zhao, Jiyou Fei, Hua Li, Xiaodong Liu
Format: Article
Language:English
Published: IEEE 2024-01-01
Series:IEEE Access
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Online Access:https://ieeexplore.ieee.org/document/10792661/
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author Baoxian Chang
Xing Zhao
Dawei Guo
Siyu Zhao
Jiyou Fei
Hua Li
Xiaodong Liu
author_facet Baoxian Chang
Xing Zhao
Dawei Guo
Siyu Zhao
Jiyou Fei
Hua Li
Xiaodong Liu
author_sort Baoxian Chang
collection DOAJ
description This study presents a novel fault diagnosis approach for rolling bearings that integrates the Improved Pelican Optimization Algorithm (IPOA) for optimizing Variational Mode Decomposition (VMD) and the Sparrow Search Algorithm (SSA) for optimizing the Hybrid Kernel Extreme Learning Machine (HKELM). The method aims to overcome challenges such as weak early fault signals and the complexities in extracting fault characteristics that often result in subpar fault classification outcomes. A novel comprehensive indicator is introduced as the fitness function during the parameter selection phase of IPOA. By utilizing IPOA, the optimal combination of VMD&#x2019;s parameters, including the mode component K and penalty factor <inline-formula> <tex-math notation="LaTeX">$\alpha $ </tex-math></inline-formula>, is determined. Signal decomposition via VMD yields a set of Intrinsic Mode Functions (IMF). The Kolmogorov-Smirnov Distance (KSD) is employed as a measure to assess the correlation between each IMF component and the original signal. Subsequently, the KSD values of the IMFs are calculated to identify the optimal IMF components, with their Multi-scale Range Entropy (MRE) computed as a distinguishing feature. Lastly, the HKELM, enhanced through SSA optimization, is employed for the training and classification of rolling bearing faults, with the reliability and efficacy of the proposed methodology validated through simulation and empirical data.
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id doaj-art-3f839b5a0dad4a2da5a2ab6005e2d3a8
institution Kabale University
issn 2169-3536
language English
publishDate 2024-01-01
publisher IEEE
record_format Article
series IEEE Access
spelling doaj-art-3f839b5a0dad4a2da5a2ab6005e2d3a82024-12-20T00:00:43ZengIEEEIEEE Access2169-35362024-01-011219029519030910.1109/ACCESS.2024.351547910792661Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELMBaoxian Chang0https://orcid.org/0009-0005-0430-5201Xing Zhao1https://orcid.org/0000-0002-3654-7134Dawei Guo2Siyu Zhao3Jiyou Fei4https://orcid.org/0000-0003-2547-8783Hua Li5Xiaodong Liu6College of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaCollege of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaCollege of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaCollege of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaCollege of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaCollege of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaCollege of Zhan Tianyou, Dalian Jiaotong University, Dalian, ChinaThis study presents a novel fault diagnosis approach for rolling bearings that integrates the Improved Pelican Optimization Algorithm (IPOA) for optimizing Variational Mode Decomposition (VMD) and the Sparrow Search Algorithm (SSA) for optimizing the Hybrid Kernel Extreme Learning Machine (HKELM). The method aims to overcome challenges such as weak early fault signals and the complexities in extracting fault characteristics that often result in subpar fault classification outcomes. A novel comprehensive indicator is introduced as the fitness function during the parameter selection phase of IPOA. By utilizing IPOA, the optimal combination of VMD&#x2019;s parameters, including the mode component K and penalty factor <inline-formula> <tex-math notation="LaTeX">$\alpha $ </tex-math></inline-formula>, is determined. Signal decomposition via VMD yields a set of Intrinsic Mode Functions (IMF). The Kolmogorov-Smirnov Distance (KSD) is employed as a measure to assess the correlation between each IMF component and the original signal. Subsequently, the KSD values of the IMFs are calculated to identify the optimal IMF components, with their Multi-scale Range Entropy (MRE) computed as a distinguishing feature. Lastly, the HKELM, enhanced through SSA optimization, is employed for the training and classification of rolling bearing faults, with the reliability and efficacy of the proposed methodology validated through simulation and empirical data.https://ieeexplore.ieee.org/document/10792661/Pelican optimization algorithmvariational mode decompositionsparrow search algorithmhybrid kernel extreme learning machine
spellingShingle Baoxian Chang
Xing Zhao
Dawei Guo
Siyu Zhao
Jiyou Fei
Hua Li
Xiaodong Liu
Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM
IEEE Access
Pelican optimization algorithm
variational mode decomposition
sparrow search algorithm
hybrid kernel extreme learning machine
title Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM
title_full Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM
title_fullStr Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM
title_full_unstemmed Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM
title_short Bearing Fault Diagnosis Based on IPOA-VMD and SSA-HKELM
title_sort bearing fault diagnosis based on ipoa vmd and ssa hkelm
topic Pelican optimization algorithm
variational mode decomposition
sparrow search algorithm
hybrid kernel extreme learning machine
url https://ieeexplore.ieee.org/document/10792661/
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AT siyuzhao bearingfaultdiagnosisbasedonipoavmdandssahkelm
AT jiyoufei bearingfaultdiagnosisbasedonipoavmdandssahkelm
AT huali bearingfaultdiagnosisbasedonipoavmdandssahkelm
AT xiaodongliu bearingfaultdiagnosisbasedonipoavmdandssahkelm