Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market

Our objective is to test for evidence of information asymmetry in the mortgage servicing market. Does the sale of mortgage servicing rights (MSR) by the initial lender to a second servicing institution unveil any residual asymmetric information? We are the first to analyze the originator’s selling c...

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Main Authors: Helmi Jedidi, Georges Dionne
Format: Article
Language:English
Published: MDPI AG 2024-11-01
Series:Risks
Subjects:
Online Access:https://www.mdpi.com/2227-9091/12/12/192
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author Helmi Jedidi
Georges Dionne
author_facet Helmi Jedidi
Georges Dionne
author_sort Helmi Jedidi
collection DOAJ
description Our objective is to test for evidence of information asymmetry in the mortgage servicing market. Does the sale of mortgage servicing rights (MSR) by the initial lender to a second servicing institution unveil any residual asymmetric information? We are the first to analyze the originator’s selling choice of MSR. We use a large sample of U.S. mortgages that were securitized through the private-label channel during the period of January 2000 to December 2013 (more than 5 million observations). We propose a new nonparametric instrumental variable testing procedure to account for potential endogeneity. For robustness, we present parametric analyses to corroborate our results using instrumental variables. Our empirical results provide strong support for the presence of second-stage asymmetric information in the mortgage servicing market during the period of analysis and before the risk retention reform of 2014.
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spelling doaj-art-3b08c99ee41c49cbb38db1268f83dbcb2024-12-27T14:51:50ZengMDPI AGRisks2227-90912024-11-01121219210.3390/risks12120192Nonparametric Testing for Information Asymmetry in the Mortgage Servicing MarketHelmi Jedidi0Georges Dionne1Risk Management and Finance Department, HEC Montreal, Montréal, QC H3T 2A7, CanadaRisk Management and Finance Department, HEC Montreal, Montréal, QC H3T 2A7, CanadaOur objective is to test for evidence of information asymmetry in the mortgage servicing market. Does the sale of mortgage servicing rights (MSR) by the initial lender to a second servicing institution unveil any residual asymmetric information? We are the first to analyze the originator’s selling choice of MSR. We use a large sample of U.S. mortgages that were securitized through the private-label channel during the period of January 2000 to December 2013 (more than 5 million observations). We propose a new nonparametric instrumental variable testing procedure to account for potential endogeneity. For robustness, we present parametric analyses to corroborate our results using instrumental variables. Our empirical results provide strong support for the presence of second-stage asymmetric information in the mortgage servicing market during the period of analysis and before the risk retention reform of 2014.https://www.mdpi.com/2227-9091/12/12/192mortgage servicing marketsecuritizationinformation asymmetry testparametric modelnonparametric modelkernel estimation
spellingShingle Helmi Jedidi
Georges Dionne
Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market
Risks
mortgage servicing market
securitization
information asymmetry test
parametric model
nonparametric model
kernel estimation
title Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market
title_full Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market
title_fullStr Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market
title_full_unstemmed Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market
title_short Nonparametric Testing for Information Asymmetry in the Mortgage Servicing Market
title_sort nonparametric testing for information asymmetry in the mortgage servicing market
topic mortgage servicing market
securitization
information asymmetry test
parametric model
nonparametric model
kernel estimation
url https://www.mdpi.com/2227-9091/12/12/192
work_keys_str_mv AT helmijedidi nonparametrictestingforinformationasymmetryinthemortgageservicingmarket
AT georgesdionne nonparametrictestingforinformationasymmetryinthemortgageservicingmarket