Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering

Marine and freshwater plastic pollution is a worldwide problem affecting ecosystems and human health. Although remote sensing has been used to map large floating plastic rafts, there are research gaps in detecting submerged plastic due to the limited amount of in situ data. This study is the first t...

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Main Authors: Lenka Fronkova, Ralph P. Brayne, Joseph W. Ribeiro, Martin Cliffen, Francesco Beccari, James H. W. Arnott
Format: Article
Language:English
Published: MDPI AG 2024-11-01
Series:Remote Sensing
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Online Access:https://www.mdpi.com/2072-4292/16/23/4405
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author Lenka Fronkova
Ralph P. Brayne
Joseph W. Ribeiro
Martin Cliffen
Francesco Beccari
James H. W. Arnott
author_facet Lenka Fronkova
Ralph P. Brayne
Joseph W. Ribeiro
Martin Cliffen
Francesco Beccari
James H. W. Arnott
author_sort Lenka Fronkova
collection DOAJ
description Marine and freshwater plastic pollution is a worldwide problem affecting ecosystems and human health. Although remote sensing has been used to map large floating plastic rafts, there are research gaps in detecting submerged plastic due to the limited amount of in situ data. This study is the first to collect in situ data on submerged and floating plastics in a freshwater environment and analyse the effect of water submersion on the strength of the plastic signal. A large 10 × 10 m artificial polymer tarpaulin was deployed in a freshwater lake for a two-week period and was captured by a multi-sensor and multi-resolution unmanned aerial vehicle (UAV) and satellite. Spectral analysis was conducted to assess the attenuation of individual wavelengths of the submerged tarpaulin in UAV hyperspectral and Sentinel-2 multispectral data. A K-Means unsupervised clustering algorithm was used to classify the images into two clusters: plastic and water. Additionally, we estimated the optimal number of clusters present in the hyperspectral dataset and found that classifying the image into four classes (water, submerged plastic, near surface plastic and buoys) significantly improved the accuracy of the K-Means predictions. The submerged plastic tarpaulin was detectable to ~0.5 m below the water surface in near infrared (NIR) (~810 nm) and red edge (~730 nm) wavelengths. However, the red spectrum (~669 nm) performed the best with ~84% true plastic positives, classifying plastic pixels correctly even to ~1 m depth. These individual bands outperformed the dedicated Plastic Index (PI) derived from the UAV dataset. Additionally, this study showed that in neither Sentinel-2 bands, nor the derived indices (PI or Floating Debris Index (FDI), it is currently possible to determine if and how much of the tarpaulin was under the water surface, using a plastic tarpaulin object of 10 × 10 m. Overall, this paper showed that spatial resolution was more important than spectral resolution in detecting submerged tarpaulin. These findings directly contributed to Sustainable Development Goal 14.1 on mapping large marine plastic patches of 10 × 10 m and could be used to better define systems for monitoring submerged and floating plastic pollution.
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spelling doaj-art-11248704cb8545239f84a38ba93a5f3f2024-12-13T16:30:44ZengMDPI AGRemote Sensing2072-42922024-11-011623440510.3390/rs16234405Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means ClusteringLenka Fronkova0Ralph P. Brayne1Joseph W. Ribeiro2Martin Cliffen3Francesco Beccari4James H. W. Arnott5Centre for Environment Fisheries and Aquaculture Science, Pakefield Rd., Lowestoft NR33 0HT, UKCentre for Environment Fisheries and Aquaculture Science, Pakefield Rd., Lowestoft NR33 0HT, UKCentre for Environment Fisheries and Aquaculture Science, Pakefield Rd., Lowestoft NR33 0HT, UKCentre for Environment Fisheries and Aquaculture Science, Pakefield Rd., Lowestoft NR33 0HT, UKHeadwall Photonics, Inc., Bolton, MA 01740, USATexo HQ, Texo House Venture Drive Westhill, Aberdeen AB32 6FQ, UKMarine and freshwater plastic pollution is a worldwide problem affecting ecosystems and human health. Although remote sensing has been used to map large floating plastic rafts, there are research gaps in detecting submerged plastic due to the limited amount of in situ data. This study is the first to collect in situ data on submerged and floating plastics in a freshwater environment and analyse the effect of water submersion on the strength of the plastic signal. A large 10 × 10 m artificial polymer tarpaulin was deployed in a freshwater lake for a two-week period and was captured by a multi-sensor and multi-resolution unmanned aerial vehicle (UAV) and satellite. Spectral analysis was conducted to assess the attenuation of individual wavelengths of the submerged tarpaulin in UAV hyperspectral and Sentinel-2 multispectral data. A K-Means unsupervised clustering algorithm was used to classify the images into two clusters: plastic and water. Additionally, we estimated the optimal number of clusters present in the hyperspectral dataset and found that classifying the image into four classes (water, submerged plastic, near surface plastic and buoys) significantly improved the accuracy of the K-Means predictions. The submerged plastic tarpaulin was detectable to ~0.5 m below the water surface in near infrared (NIR) (~810 nm) and red edge (~730 nm) wavelengths. However, the red spectrum (~669 nm) performed the best with ~84% true plastic positives, classifying plastic pixels correctly even to ~1 m depth. These individual bands outperformed the dedicated Plastic Index (PI) derived from the UAV dataset. Additionally, this study showed that in neither Sentinel-2 bands, nor the derived indices (PI or Floating Debris Index (FDI), it is currently possible to determine if and how much of the tarpaulin was under the water surface, using a plastic tarpaulin object of 10 × 10 m. Overall, this paper showed that spatial resolution was more important than spectral resolution in detecting submerged tarpaulin. These findings directly contributed to Sustainable Development Goal 14.1 on mapping large marine plastic patches of 10 × 10 m and could be used to better define systems for monitoring submerged and floating plastic pollution.https://www.mdpi.com/2072-4292/16/23/4405submerged plasticshyperspectralSentinel-2unsupervised image classificationK-Means clusteringfreshwater plastic
spellingShingle Lenka Fronkova
Ralph P. Brayne
Joseph W. Ribeiro
Martin Cliffen
Francesco Beccari
James H. W. Arnott
Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering
Remote Sensing
submerged plastics
hyperspectral
Sentinel-2
unsupervised image classification
K-Means clustering
freshwater plastic
title Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering
title_full Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering
title_fullStr Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering
title_full_unstemmed Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering
title_short Assessing the Effect of Water on Submerged and Floating Plastic Detection Using Remote Sensing and K-Means Clustering
title_sort assessing the effect of water on submerged and floating plastic detection using remote sensing and k means clustering
topic submerged plastics
hyperspectral
Sentinel-2
unsupervised image classification
K-Means clustering
freshwater plastic
url https://www.mdpi.com/2072-4292/16/23/4405
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